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Universal Market Integrity Rules
Results: 172

#	Item
31	Rules Notice Request for Comments UMIR Please distribute internally to: Institutional Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-09-27 09:40:04 Universal Market Integrity Rules Canadian securities regulation Trading room Business Financial economics Finance Economy of Canada
32	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-09-08 09:46:03 Financial regulation Business Investment Industry Regulatory Organization of Canada Securities High-frequency trading Universal Market Integrity Rules Canadian securities regulation Financial economics Finance Self-regulatory organizations
33	Rules Notice Request for Comments UMIR and Dealer Member Rules Please distribute internally to: Institutional Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-10-15 13:05:04 Economy of Canada Universal Market Integrity Rules
34	New IIROC Rule Book Summary and Status Report May 2009 Contents Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-09 17:03:33 Financial system Financial economics SEC filings Finance Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
35	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-25 10:21:07 Internet privacy Financial regulation Aviation Oneworld Universal Market Integrity Rules Secure communication Investment Industry Regulatory Organization of Canada Mail Computing Email Internet Electronic documents
36	Rules Notice Technical UMIR Contact: Kevin McCoy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-13 12:06:04 Email Business Technology Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
37	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-25 10:21:05 Internet privacy Financial regulation Aviation Oneworld Universal Market Integrity Rules Secure communication Investment Industry Regulatory Organization of Canada Mail Computing Email Internet Electronic documents
38	Rules Notice Guidance Note Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-07-04 11:15:04 Finance Universal Market Integrity Rules Direct market access Economics Financial markets Investment Exempt market dealer
39	Rules Notice Notice of Approval Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-07-04 11:15:07 Business Stock market Self-regulatory organizations Investment Universal Market Integrity Rules Exempt market dealer Canadian securities regulation Electronic trading Direct market access Financial economics Financial markets Finance
40	Application: In the Matter of Marc McQuillen Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-08-19 10:19:27 Universal Market Integrity Rules Expungement Law Business Financial regulation Investment Industry Regulatory Organization of Canada Securities